RELEASE DATE: AUGUST 15, 2022
DURATION: 2 hours 30 MINUTES
If you are responsible for your credit union’s BSA and OFAC programs, one of your responsibilities is keeping up on changes to those requirements including published guidance and advisories. This BSA Officer program is designed to provide you with exactly that. In addition, it walks you through a dissection of two recent enforcement actions to understand what went wrong in those financial institutions and how regulators approach enforcement actions.
- Anti-Money Laundering Act of 2020
- Customer Due Diligence
- SAR Completion
- FinCEN’s Enforcement Approach
- Regulator Enforcement Approach
- BSA Manual Updates and Recent FinCEN Guidance
- FinCEN Guidance and Advisories, Hot Issues and Recent Cases
*If you are looking for more basic information about the requirements of the Bank Secrecy Act and OFAC, please check out the other 3 webinars: BSA for Frontline, BSA for Lenders, and BSA for Volunteers.
Who should attend: BSA/OFAC Officers, Mangers responsible for overseeing BSA or OFAC functions, Employees with responsibility for Bank Secrecy Act compliance or OFAC compliance; Compliance, Audit
MEET THE PRESENTER
Mary-Lou Heighes is President and founder of Compliance Plus, Inc., which has been helping financial institutions with the development of compliance programs since 2000. She provides compliance training all over the country for various trade associations and financial institutions, and also speaks at numerous financial institution conferences throughout the country. Mary-Lou has been an instructor at regulatory compliance schools and conducts dozens of webinars for organizations throughout the country.